State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Marshall Charles Bailey

  IRN MCB01103

  • CF3 Chief Executive (25 Aug 2011 to 31 Dec 2012)
  • CF1 Director (25 Aug 2011 to 31 Dec 2012)
• Martha Ann Whitman

  IRN MAW01333

  • [FCA CF] Client dealing (14 Dec 2024 to 1 Jul 2025)
  • [FCA CF] Material risk taker (14 Dec 2024 to 1 Jul 2025)
  • CF30 Customer (16 Jul 2014 to 8 Dec 2019)
• Martine Ann Bond

  IRN MAB01495

  • SMF3 Executive Director (9 Dec 2019 to 20 Feb 2023)
  • SMF1 Chief Executive (9 Dec 2019 to 17 Mar 2023)
  • CF3 Chief Executive (17 Oct 2019 to 8 Dec 2019)
  • CF1 Director (17 Oct 2019 to 8 Dec 2019)
  • CF30 Customer (17 Oct 2019 to 8 Dec 2019)
• Matthew Jonathan Shapcott

  IRN MJS01592

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Feb 2025)
  • CF30 Customer (4 Dec 2013 to 8 Dec 2019)
• Matthew Paul Kelly

  IRN MXK00627

  • [FCA CF] Client dealing (9 Feb 2023 to 8 Sep 2023)
• Matthew Rossignol

  IRN MXR01737

  • CF30 Customer (24 Apr 2008 to 18 Jul 2008)
• Michael Eldridge

  IRN MXE01350

  • [FCA CF] Significant management (19 Jun 2020 to 19 Nov 2020)
• Michael Hegarty

  IRN MXH01143

  • SMF3 Executive Director (since 23 Feb 2024)
• Michael James Metcalfe

  IRN MJM01258

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Feb 2003 to 31 Oct 2007)
• Michael Joseph O'Sullivan

  IRN MXO01090

  • CF21 Investment Adviser (15 Jan 2003 to 31 Oct 2007)

No changes recorded yet.