State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Luke Brereton

  IRN LXB01436

  • [FCA CF] Manager of certification employee (2 Dec 2022 to 11 May 2023)
  • [FCA CF] Client dealing (2 Dec 2022 to 11 May 2023)
  • [FCA CF] Material risk taker (8 Jun 2022 to 11 May 2023)
• Lynn Isabell Henderson

  IRN LIH01004

  • CF10 Compliance Oversight (10 Apr 2003 to 19 Sep 2005)
  • CF11 Money Laundering Reporting (10 Apr 2003 to 19 Sep 2005)
• Marcus Farran

  IRN MXF00253

  • [FCA CF] Client dealing (since 1 Feb 2025)
• Maria Patricia Cantillon

  IRN MPC01134

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
  • CF30 Customer (7 Jan 2015 to 8 Dec 2019)
• Marija Veitmane

  IRN MXS01809

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (26 Mar 2003 to 31 Oct 2007)
• Mark Keating

  IRN MXK02660

  • CF28 Systems and controls (1 Jun 2016 to 27 Nov 2017)
• Mark Snyder

  IRN MXS02546

  • CF1 Director (16 Apr 2009 to 18 May 2010)
• Mark Stuart Glenister

  IRN MSG01033

  • CF30 Customer (1 Nov 2007 to 30 Jun 2015)
  • CF21 Investment Adviser (4 Mar 2003 to 31 Oct 2007)
• Mark Walker

  IRN MXW01737

  • CF30 Customer (1 Nov 2007 to 5 May 2017)
  • CF21 Investment Adviser (23 Feb 2007 to 31 Oct 2007)
• Mark Westwell

  IRN MXW01287

  • CF30 Customer (21 May 2018 to 8 Dec 2019)

No changes recorded yet.