Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Client dealing (2 Dec 2022 to 11 May 2023)
    • [FCA CF] Manager of certification employee (2 Dec 2022 to 11 May 2023)
    • [FCA CF] Material risk taker (8 Jun 2022 to 18 Oct 2023)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • [FCA CF] Manager of certification employee (2 Dec 2022 to 11 May 2023)
    • [FCA CF] Client dealing (2 Dec 2022 to 11 May 2023)
    • [FCA CF] Material risk taker (8 Jun 2022 to 11 May 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (24 May 2021 to 13 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Aug 2021)
    • [FCA CF] Material risk taker (7 Mar 2016 to 13 Aug 2021)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (22 Oct 2010 to 18 Mar 2013)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (22 Oct 2010 to 18 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.