State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kimberly DeTrask

  IRN KXD01574

  • [FCA CF] Significant management (9 Dec 2019 to 27 Apr 2023)
• Kimberly Newell Chebator

  IRN KXN01236

  • CF30 Customer (19 Dec 2016 to 21 Jun 2017)
  • CF29 Significant management (31 Jul 2014 to 3 May 2019)
• Konrad Maximilian Graf

  IRN KMG01046

  • CF30 Customer (7 May 2009 to 12 Feb 2010)
• Konstantin Psouroukis

  IRN KXP01902

  • CF30 Customer (9 Feb 2018 to 8 Dec 2019)
• Kulwant Kaur Hayre

  IRN KKH00019

  • CF30 Customer (20 Jun 2014 to 8 Dec 2019)
• Lara Clark

  IRN LXC88240

  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jul 2020)
• Lee Reeve

  IRN LXR01105

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Lee Scott Ferridge

  IRN LSF01009

  • CF30 Customer (11 Feb 2008 to 8 Mar 2013)
• Lee Stone

  IRN LJS01136

  • [FCA CF] Client dealing (1 Feb 2022 to 31 Mar 2024)
• Lionel Anthony Perryman

  IRN LAP01030

  • CF21 Investment Adviser (17 Sep 2007 to 5 Oct 2007)

No changes recorded yet.