Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (14 Apr 2025 to 16 May 2025)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
- [FCA CF] Manager of certification employee (14 Apr 2025 to 16 May 2025)
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- [FCA CF] Manager of certification employee (31 Dec 2019 to 28 Feb 2022)
- [FCA CF] Material risk taker (30 Sep 2019 to 28 Feb 2022)
- [FCA CF] Client dealing (30 Sep 2019 to 28 Feb 2022)
- SMF3 Executive Director (24 May 2017 to 3 May 2019)
- SMF22 Other Local Responsibility (7 Mar 2016 to 24 May 2017)
- CF29 Significant management (31 Jul 2014 to 6 Mar 2016)
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- CF29 Significant management (5 May 2017 to 3 May 2019)
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- CF29 Significant management (5 May 2017 to 3 May 2019)
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- CF29 Significant management (5 May 2017 to 9 Dec 2018)
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- CF30 Customer (19 Dec 2016 to 21 Jun 2017)
- CF29 Significant management (31 Jul 2014 to 3 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.