Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
    • [FCA CF] Manager of certification employee (14 Apr 2025 to 16 May 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 8 Apr 2024)
    • [FCA CF] Manager of certification employee (14 Apr 2025 to 16 May 2025)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • [FCA CF] Manager of certification employee (31 Dec 2019 to 28 Feb 2022)
    • [FCA CF] Material risk taker (30 Sep 2019 to 28 Feb 2022)
    • [FCA CF] Client dealing (30 Sep 2019 to 28 Feb 2022)
    • SMF3 Executive Director (24 May 2017 to 3 May 2019)
    • SMF22 Other Local Responsibility (7 Mar 2016 to 24 May 2017)
    • CF29 Significant management (31 Jul 2014 to 6 Mar 2016)
  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • CF29 Significant management (5 May 2017 to 3 May 2019)
  • STATE STREET UNIT TRUST MANAGEMENT LIMITED (no longer approved here)

    FRN 154639

    • CF29 Significant management (5 May 2017 to 3 May 2019)
  • MANAGED PENSION FUNDS LIMITED (no longer approved here)

    FRN 221340

    • CF29 Significant management (5 May 2017 to 9 Dec 2018)
  • State Street Global Markets International Limited (no longer approved here)

    FRN 194525

    • CF30 Customer (19 Dec 2016 to 21 Jun 2017)
    • CF29 Significant management (31 Jul 2014 to 3 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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