State Street Global Markets International Limited

• Principal Place of Business

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Complaints Contact

  20 Churchill Place

  Canary Wharf

  London

  E14 5HJ

  UNITED KINGDOM

  Phone

  +442033956000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hoi Kei Joan Lee

  IRN HKL01013

  • CF30 Customer (28 Sep 2012 to 4 Jan 2013)
• Iain Stephen Vaughan

  IRN ISV01003

  • CF30 Customer (1 Nov 2007 to 3 Jan 2018)
  • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
• Ian Hamilton

  IRN IXH01115

  • CF30 Customer (6 Nov 2014 to 21 Nov 2016)
• Ian Nigel Simon Holden

  IRN INH01003

  • CF30 Customer (1 Nov 2007 to 12 Jun 2012)
  • CF21 Investment Adviser (22 Dec 2003 to 31 Oct 2007)
• Ian Richard Cannacott

  IRN IXC01194

  • CF30 Customer (30 Nov 2009 to 6 Nov 2015)
• Ian Richard Smith

  IRN IRS01059

  • CF30 Customer (5 Oct 2010 to 16 Oct 2015)
• Ian Robert Barnes

  IRN IRB01022

  • CF30 Customer (24 Feb 2010 to 1 Apr 2013)
• Iris Tuechter

  IRN IXT01266

  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Nov 2020)
• Jacob Burnett

  IRN JXB15001

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jan 2023)
  • CF30 Customer (20 May 2019 to 8 Dec 2019)
• Jacqueline Mary Angell

  IRN JMA01191

  • CF10 Compliance Oversight (29 Oct 2012 to 4 Jul 2014)

No changes recorded yet.