Ian Hamilton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

The Northern Trust Company
FRN 122020
- [FCA CF] Significant management (since 24 Jan 2023)
- [FCA CF] Material risk taker (since 15 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (6 Nov 2020 to 1 Feb 2022)
Northern Trust Global Services SE
FRN 829966
- [FCA CF] Material risk taker (since 24 Jan 2023)
- [FCA CF] Significant management (since 24 Jan 2023)
State Street Bank and Trust Company (no longer approved here)
FRN 170462
- CF30 Customer (6 Nov 2014 to 6 Mar 2016)
State Street Global Markets International Limited (no longer approved here)
FRN 194525
- CF30 Customer (6 Nov 2014 to 21 Nov 2016)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (5 Nov 2003 to 1 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.