Standard Life Assurance Limited

• Principal Place of Business

  Standard Life House

  30 Lothian Road

  Edinburgh

  EH1 2DH

  UNITED KINGDOM

  Phone

  +441312252552

  Web

  https://www.standardlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442045596005

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Joanne Roberts

  IRN JXR01754

  • [FCA CF] Significant management (since 6 Sep 2024)
• Joanne Szulikowski

  IRN JXS26355

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • 19. Administrative functions in relation to the operation of stakeholder pension schemes
  • [FCA CF] Functions requiring qualifications (since 25 Sep 2025)
  • [FCA CF] Significant management (since 11 Feb 2025)
  • [FCA CF] Client dealing (since 11 Feb 2025)
• Jocelyn Proteau

  IRN JXP01488

  • CF2 Non Executive Director (27 Dec 2006 to 15 May 2009)
• Jodie Langman

  IRN JXL00893

  • [FCA CF] Significant management (since 21 Jan 2025)
• John Brackenridge Pollock

  IRN JBP01029

  • SMF7 Group Entity Senior Manager (10 Dec 2018 to 31 Dec 2024)
  • SIMF7 Group Entity Senior Insurance Manager Function (4 Oct 2018 to 9 Dec 2018)
• John Devine

  IRN JXD01805

  • SIMF7 Group Entity Senior Insurance Manager Function (14 Aug 2017 to 26 Nov 2018)
• John Easton Gill

  IRN JEG01039

  • SIMF4 Chief Risk Function (7 Mar 2016 to 2 Oct 2017)
  • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Oct 2017)
  • CF28 Systems and controls (30 Jun 2010 to 6 Mar 2016)
  • CF10 Compliance Oversight (30 Jun 2010 to 22 Sep 2017)
  • Responsible for Insurance Mediation (21 Feb 2008 to 9 Aug 2010)
  • CF29 Significant management (1 Nov 2007 to 21 May 2010)
  • CF20 Significant Mgt (Settlements) (15 Aug 2006 to 31 Oct 2007)
  • CF1 Director (17 Feb 2006 to 6 Mar 2016)
• John Evans

  IRN JXE00096

  • [FCA CF] Significant management (since 28 Oct 2019)
• John Fitzpatrick

  IRN JXF00274

  • [FCA CF] Significant management (10 Dec 2018 to 1 Jan 2022)
• John Gareth Trainor

  IRN JXT14206

  • [FCA CF] Manager of certification employee (23 Jun 2022 to 31 Mar 2025)
  • [FCA CF] Material risk taker (23 Jun 2022 to 30 Apr 2025)
  • [FCA CF] Significant management (23 Jun 2022 to 30 Apr 2025)
  • SMF18 Other Overall Responsibility (12 Jul 2019 to 23 Jun 2022)

• Standard Life Assets And Employee Services Limited (no longer appointed)

  FRN 918936 · Appointed 3 Jan 2020 · Until 20 Dec 2023

No changes recorded yet.