Joanne Roberts

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Phoenix Life Limited
FRN 110418
- [FCA CF] Significant management (since 6 Sep 2024)
ReAssure Life Limited
FRN 110462
- [FCA CF] Significant management (since 6 Sep 2024)
Phoenix Life CA Limited
FRN 110481
- [FCA CF] Significant management (since 6 Sep 2024)
ReAssure Limited
FRN 110495
- [FCA CF] Significant management (since 6 Sep 2024)
Standard Life Assurance Limited
FRN 439567
- [FCA CF] Significant management (since 6 Sep 2024)
Metro Bank PLC (no longer approved here)
FRN 488982
- [FCA CF] Significant management (1 Jan 2021 to 31 Jan 2024)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (12 Mar 2013 to 1 Jul 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.