Standard Life Assurance Limited

• Principal Place of Business

  Standard Life House

  30 Lothian Road

  Edinburgh

  EH1 2DH

  UNITED KINGDOM

  Phone

  +441312252552

  Web

  https://www.standardlife.co.uk

• Complaints Contact

  10 Brindleyplace

  Birmingham

  B1 2JB

  UNITED KINGDOM

  Phone

  +442045596005

• Bank Deposits

  For All

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Manages Insurance Policies

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Issues Insurance

  For All, Capital redemption, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Runs Stakeholder Pensions

  For Professional, Retail (Investment)

• Runs Personal Pensions

  For Professional, Retail (Investment)

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Structured Deposits, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

• Derek Scott

  IRN DXS00267

  • [FCA CF] Client dealing (10 Dec 2018 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 31 Jan 2023)
• Derek Spence

  IRN DXS00268

  • [FCA CF] Client dealing (10 Dec 2018 to 17 Jun 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 17 Jun 2022)
• Dia Banerji

  IRN DXB00492

  • [FCA CF] Manager of certification employee (30 Aug 2023 to 31 Dec 2024)
  • [FCA CF] Client dealing (31 Oct 2022 to 31 Dec 2024)
  • [FCA CF] Significant management (16 Nov 2020 to 8 Oct 2021)
• Diana Susan Miller

  IRN DSM01050

  • SMF14 Senior Independent Director (10 Dec 2018 to 31 Dec 2019)
  • SIMF14 Senior Independent Director (6 Nov 2018 to 9 Dec 2018)
• Diane Braidwood

  IRN DXB00510

  • [FCA CF] Functions requiring qualifications (24 May 2021 to 31 Jan 2023)
  • [FCA CF] Client dealing (24 May 2021 to 2 Sep 2022)
• Diane Fabienne Marie Cote

  IRN DFC01044

  • CF10 Compliance Oversight (17 Feb 2006 to 6 Oct 2006)
  • CF14 Risk Assessment (17 Feb 2006 to 6 Oct 2006)
• Dominic Andrew Carpenter

  IRN DAC01259

  • [FCA CF] Material risk taker (28 Jun 2024 to 31 May 2025)
  • [FCA CF] Significant management (5 Jun 2023 to 31 May 2025)
• Donna Walsh

  IRN DXW00174

  • [FCA CF] Client dealing (since 21 Sep 2022)
  • [FCA CF] Significant management (10 Dec 2018 to 14 Oct 2022)
• Douglas Meiklejohn

  IRN DXM00290

  • [FCA CF] Client dealing (10 Dec 2018 to 2 Sep 2022)
  • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 18 Sep 2022)
• Douglas Morrison

  IRN DXM01956

  • SMF20a With-Profits Actuary (10 Dec 2018 to 18 Oct 2019)
  • SIMF21 With-Profits Actuary (7 Mar 2016 to 9 Dec 2018)
  • CF12A With-Profits Actuary (5 Dec 2006 to 6 Mar 2016)

• Standard Life Assets And Employee Services Limited (no longer appointed)

  FRN 918936 · Appointed 3 Jan 2020 · Until 20 Dec 2023

No changes recorded yet.