St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher James Farkins

    IRN CJF00022

    • CF1 Director (AR) (6 Apr 2009 to 2 Jul 2018)
    • CF30 Customer (6 Apr 2009 to 29 May 2020)
  • Christopher James Harries

    IRN CJH01369

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 18 Apr 2019)
    • CF1 Director (AR) (since 18 Apr 2019)
  • Christopher James Homer

    IRN CJH01419

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 12 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (since 8 Oct 2021)
    • CF30 Customer (since 22 Aug 2021)
    • [FCA CF] Manager of certification employee (20 Apr 2020 to 7 Oct 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2021)
    • CF30 Customer (16 Jan 2018 to 8 Dec 2019)
  • Christopher James Jozef Maniak

    IRN CJM01462

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 5 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Jul 2016)
  • Christopher James Justham

    IRN CJJ01062

    • CF30 Customer (11 Dec 2009 to 30 Dec 2011)
  • Christopher James Leonard Vincent

    IRN CJV01034

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jun 2016)
  • Christopher James Lynch

    IRN CJL00033

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (3 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Dec 2005 to 3 May 2006)
  • Christopher James Lyon

    IRN CJL00052

    • CF30 Customer (1 Nov 2007 to 8 Jan 2010)
    • CF21 Investment Adviser (17 Oct 2007 to 31 Oct 2007)
    • CF1 Director (AR) (10 Jul 2007 to 8 Jan 2010)
    • CF22 Investment Adviser (Trainee) (10 Jul 2007 to 17 Oct 2007)
  • Christopher James Parker

    IRN CJP00042

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 1 Dec 2006)
  • Christopher James Smart

    IRN CJS00129

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2006 to 1 Sep 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.