Christopher James Smart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Calder Financial Ltd (no longer approved here)

    FRN 407890

    • (8)Employed By (5 Jan 2009 to 31 Dec 2010)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
    • CF21 Investment Adviser (1 Sep 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Jun 2006 to 1 Sep 2006)
  • Christopher Smart (no longer approved here)

    FRN 453156

    • Employed By (13 Jun 2006 to 1 Sep 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (25 Jun 2004 to 20 Oct 2004)
    • CF22 Investment Adviser (Trainee) (14 Nov 2003 to 25 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alexander Calder Financial Ltd

  2. controlled function added: (8)Employed By at Alexander Calder Financial Ltd