Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 10 May 2013)
    • CF30 Customer (since 2 Jan 2008)
    • (2)Employed By (since 2 Jan 2008)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 4 Jun 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Aug 2006 to 1 Dec 2006)
  • Christopher Parker (no longer approved here)

    FRN 456501

    • Employed By (30 Aug 2006 to 4 Jun 2008)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2006)
    • CF4 Partner (AR) (1 Dec 2001 to 29 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.