Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Best Practice IFA Group Limited
FRN 223112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Client dealing (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 10 May 2013)
- CF30 Customer (since 2 Jan 2008)
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AWP Financial Solutions Ltd
FRN 476461
- (2)Employed By (since 2 Jan 2008)
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- CF30 Customer (1 Nov 2007 to 4 Jun 2008)
- CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Aug 2006 to 1 Dec 2006)
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- Employed By (30 Aug 2006 to 4 Jun 2008)
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- CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2006)
- CF4 Partner (AR) (1 Dec 2001 to 29 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.