St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony William Mudd

    IRN AWM01123

    • CF1 Director (AR) (since 20 Dec 2018)
    • [FCA CF] Client dealing (20 Feb 2024 to 2 Jun 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 2 Jun 2025)
    • CF30 Customer (10 Jun 2009 to 3 Sep 2025)
  • Anthony William Payne

    IRN AWP00016

    • CF21 Investment Adviser (18 Mar 2002 to 25 Oct 2004)
    • CF7 Sole Trader (AR) (18 Mar 2002 to 25 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • Anthony William Poole

    IRN AXP00465

    • Appointed representative dealing with clients for which they require qualification (14 Sep 2021 to 31 May 2024)
    • CF30 Customer (7 Sep 2021 to 31 May 2024)
  • Anthony William Suddaby

    IRN AWS00003

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
  • Antoinette Butler

    IRN ACW01146

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Mar 2024)
    • CF30 Customer (14 Dec 2016 to 22 Mar 2024)
  • Antoinette Murphy

    IRN AXM04804

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 15 Feb 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Apr 2017)
  • Anton Harold Lee

    IRN AHL00001

    • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2006)
  • Anton Richard John Kirkpatrick

    IRN AXK00375

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Sep 2021)
    • CF30 Customer (since 14 Sep 2021)
  • Anton Ross Davies

    IRN ARD01142

    • CF30 Customer (18 Oct 2018 to 17 Jul 2019)
  • Anton Stephen Packheiser

    IRN ASP00008

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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