Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (18 Mar 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (18 Mar 2002 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (18 Mar 2002 to 25 Oct 2004)
    • CF7 Sole Trader (AR) (18 Mar 2002 to 25 Oct 2004)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
  • The Payne Beasley Practice (no longer approved here)

    FRN 401787

    • (1)Employed By (18 Mar 2002 to 25 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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