St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Dennis Dwyer

    IRN SDD00001

    • CF30 Customer (23 Oct 2009 to 4 Aug 2013)
    • CF1 Director (AR) (23 Oct 2009 to 4 Aug 2013)
  • Anthony Denston Lathwell

    IRN AXL01302

    • CF30 Customer (12 Dec 2008 to 22 Oct 2010)
  • Anthony Douglas Owen

    IRN ADO00001

    • CF30 Customer (1 Nov 2007 to 1 Nov 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Anthony Edwards Lawson

    IRN AEL01051

    • CF30 Customer (30 Jan 2008 to 11 Jan 2011)
  • Anthony Egan

    IRN AXE01245

    • CF30 Customer (1 Nov 2007 to 14 Apr 2016)
    • CF21 Investment Adviser (19 Sep 2007 to 31 Oct 2007)
  • Anthony Francis Newman

    IRN AFN01012

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (22 Mar 2007 to 15 Mar 2016)
    • CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 15 Aug 2003)
  • Anthony George Beasley

    IRN TXB00035

    • CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2004)
  • Anthony George Burton

    IRN AGB00005

    • CF21 Investment Adviser (1 Dec 2001 to 8 Mar 2007)
  • Anthony George Hawkes

    IRN AGH00047

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 17 Nov 2005)
    • CF1 Director (AR) (1 Jul 2005 to 17 Jun 2009)
  • Anthony George Ward

    IRN AGW00026

    • CF1 Director (AR) (26 Jun 2024 to 16 Jan 2025)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.