Anthony George Hawkes

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Aug 2022)
    • CF1 Director (AR) (1 Nov 2017 to 19 Aug 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (8 Dec 2011 to 28 Dec 2012)
  • Merchant House Financial Services Ltd (no longer approved here)

    FRN 538416

    • Employed By (8 Dec 2011 to 28 Dec 2012)
  • Ruth Cary-Elwes (no longer approved here)

    FRN 401776

    • (4)Employed By (19 Jan 2010 to 31 May 2011)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 May 2011)
    • CF21 Investment Adviser (17 Nov 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jul 2005 to 17 Nov 2005)
    • CF1 Director (AR) (1 Jul 2005 to 17 Jun 2009)
  • Tony Hawkes (no longer approved here)

    FRN 434523

    • (2)Employed By (1 Jul 2005 to 19 Aug 2022)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF21 Investment Adviser (1 Dec 2001 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.