Anthony Francis Newman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF4 Partner (AR) (22 Mar 2007 to 15 Mar 2016)
    • CF21 Investment Adviser (15 Aug 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 15 Aug 2003)
  • Anthony Newman

    FRN 575224

    • (2)Employed By (since 29 Mar 2018)
  • Newman Rea Wealth Management (no longer approved here)

    FRN 416643

    • (2)Employed By (8 Dec 2004 to 29 Mar 2018)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 3 Jun 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 3 Jun 2003)
  • Canada Life Limited (no longer approved here)

    FRN 110394

    • CF22 Investment Adviser (Trainee) (18 Sep 2002 to 7 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anthony Newman

  2. controlled function added: (2)Employed By at Anthony Newman