St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Francis Bromley

    IRN CFB01030

    • CF30 Customer (8 Jun 2015 to 4 Nov 2016)
  • Christopher Francis Orr

    IRN FCO00002

    • CF30 Customer (20 Nov 2012 to 24 Nov 2020)
  • Christopher Frank Hart

    IRN CFH00011

    • CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • CF7 Sole Trader (AR) (24 Jan 2007 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Christopher Gareth Channon

    IRN CXC00361

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 Aug 2024)
    • CF30 Customer (since 5 Aug 2024)
  • Christopher Gavin Rafter

    IRN CGR00011

    • CF30 Customer (1 Nov 2007 to 26 Dec 2007)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (9 Sep 2005 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (9 Sep 2005 to 8 Dec 2005)
  • Christopher Gerald Dalby

    IRN CGD00008

    • CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2004)
  • Christopher Gerard Burke

    IRN CXB22680

    • CF1 Director (AR) (since 30 Nov 2020)
  • Christopher Giuseppe McKenna

    IRN CGM01059

    • CF21 Investment Adviser (9 Feb 2004 to 10 Oct 2004)
    • CF22 Investment Adviser (Trainee) (27 May 2003 to 9 Feb 2004)
  • Christopher Gledhill

    IRN CXG00088

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Sep 2025)
    • CF30 Customer (14 Jul 2018 to 19 Sep 2025)
  • Christopher Graham Searle

    IRN CGS01070

    • CF30 Customer (14 May 2015 to 19 Oct 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.