Christopher Gavin Rafter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rafter Associates Financial Management Limited (no longer approved here)

    FRN 116031

    • CF30 Customer (17 Jan 2008 to 31 Jul 2010)
    • Responsible for Insurance Mediation (24 Mar 2005 to 31 Jul 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2005)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2005)
    • CF1 Director (1 Dec 2001 to 20 Mar 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2005)
    • CF27 Investment Management (1 Dec 2001 to 1 Jun 2005)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 26 Dec 2007)
    • CF21 Investment Adviser (8 Dec 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (9 Sep 2005 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (9 Sep 2005 to 8 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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