St. James's Place Wealth Management Plc

Open as Markdown
Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arran Christopher Pamphilon

    IRN AXP00507

    • Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 25 Nov 2022)
    • CF30 Customer (23 Dec 2021 to 25 Nov 2022)
  • Arran Martin Sparrow

    IRN AXS05296

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 11 Oct 2024)
    • Appointed representative dealing with clients for which they require qualification (since 20 May 2024)
  • Arthur David Mitchell

    IRN ADM00024

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 30 Aug 2012)
    • CF30 Customer (since 30 Aug 2012)
  • Arthur Edwin Whittingham

    IRN AEW01047

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2022)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2022)
    • CF21 Investment Adviser (21 Nov 2003 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Apr 2003 to 21 Nov 2003)
  • Arthur George Hawley Moore

    IRN AXM00878

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 13 Oct 2021)
    • CF30 Customer (since 7 Oct 2021)
  • Arthur Robert Caldicott

    IRN ARC00035

    • CF21 Investment Adviser (4 Oct 2004 to 10 Jan 2005)
    • CF22 Investment Adviser (Trainee) (2 Oct 2003 to 4 Oct 2004)
  • Artur Andrzej Siwek

    IRN AAS01186

    • CF30 Customer (11 Sep 2015 to 30 Sep 2016)
  • Arumala Stanislaus

    IRN AXS02128

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 2 Nov 2018)
    • CF30 Customer (since 2 Nov 2018)
  • Arun Photay

    IRN AXP02897

    • CF30 Customer (15 Sep 2016 to 17 Feb 2017)
  • Arundeep Singh Johal

    IRN AXJ00239

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 26 Aug 2021)
    • CF30 Customer (since 19 Aug 2021)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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