Arthur David Mitchell

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Mitchell & Wilson Financial Planning Limited
FRN 1035978
- (1)Employed By (since 11 Jun 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 30 Aug 2012)
- CF30 Customer (since 30 Aug 2012)
Mitchell and Kane Independent Financial Advisers Ltd (no longer approved here)
FRN 460046
- CF30 Customer (24 May 2010 to 7 Sep 2012)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 13 Aug 2010)
- CF21 Investment Adviser (27 Jun 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (7 Apr 2006 to 27 Jun 2006)
AIB GROUP (UK) P.L.C. (no longer approved here)
FRN 122088
- CF21 Investment Adviser (1 Dec 2001 to 3 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.