Arran Christopher Pamphilon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 30 Jun 2024)
    • [FCA CF] Client dealing (since 26 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Jun 2024)
  • Matthew Slessor Wealth Management Limited

    FRN 989551

    • (2)Employed By (since 30 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (14 Dec 2022 to 12 Jun 2024)
    • CF30 Customer (22 Nov 2022 to 12 Jun 2024)
  • Stan Sherlock Associates Limited (no longer approved here)

    FRN 216385

    • (13)Employed By (22 Nov 2022 to 12 Jun 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 25 Nov 2022)
    • CF30 Customer (23 Dec 2021 to 25 Nov 2022)
  • Scott Kerr (no longer approved here)

    FRN 785444

    • (1)Employed By (23 Dec 2021 to 25 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.