St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Lewis Jones

    IRN ALJ00004

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (1 Nov 2007 to 15 Oct 2021)
    • CF21 Investment Adviser (1 Nov 2002 to 31 Oct 2007)
    • CF1 Director (AR) (1 Nov 2002 to 15 Oct 2021)
    • CF22 Investment Adviser (Trainee) (17 Apr 2002 to 1 Nov 2002)
  • Alan Martin Giddings

    IRN AMG00033

    • CF22 Investment Adviser (Trainee) (18 Dec 2003 to 21 Mar 2005)
  • Alan McPhail

    IRN AXM00166

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 11 Oct 2017)
    • CF1 Director (AR) (since 11 Oct 2017)
  • Alan Michael Simpson

    IRN AMS00099

    • CF7 Sole Trader (AR) (26 May 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (26 May 2004 to 28 Mar 2007)
  • Alan Middleton-Stewart

    IRN AXM00028

    • CF21 Investment Adviser (1 Dec 2001 to 7 Mar 2005)
  • Alan Mihailovits

    IRN AXM00213

    • CF21 Investment Adviser (2 Apr 2007 to 2 Apr 2007)
    • CF22 Investment Adviser (Trainee) (12 Jan 2005 to 2 Apr 2007)
    • CF7 Sole Trader (AR) (12 Jan 2005 to 28 Oct 2005)
  • Alan Parks

    IRN AXP00111

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 22 May 2018)
    • CF30 Customer (since 26 Feb 2013)
  • Alan Patrick Lynch

    IRN APL00022

    • CF21 Investment Adviser (9 Sep 2005 to 9 Sep 2005)
    • CF22 Investment Adviser (Trainee) (29 Sep 2003 to 9 Sep 2005)
  • Alan Patrick Shanahan

    IRN APS00017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Paul Kelly

    IRN APK00006

    • CF21 Investment Adviser (18 Feb 2002 to 18 Oct 2002)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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