Alan Michael Simpson

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Berkeley Court Financial Management (no longer approved here)
FRN 416463
- Employed By (13 Feb 2006 to 18 Apr 2006)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF22 Investment Adviser (Trainee) (26 May 2004 to 28 Mar 2007)
- CF7 Sole Trader (AR) (26 May 2004 to 28 Oct 2005)
Alan Simpson (no longer approved here)
FRN 400949
- Employed By (26 May 2004 to 13 Feb 2006)
Craven Slater & Associates Ltd (no longer approved here)
FRN 230194
- Employed By (14 Jan 2004 to 18 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.