Alan Parks

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Parks Wealth Management (PWM) Limited
FRN 1026583
- (1)Employed By (since 15 May 2025)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 22 May 2018)
- CF30 Customer (since 26 Feb 2013)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 3 Apr 2013)
- CF21 Investment Adviser (3 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (14 Nov 2005 to 3 Feb 2006)
Money Minder Financial Services (UK) Limited (no longer approved here)
FRN 425451
- CF21 Investment Adviser (1 Apr 2005 to 17 Nov 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.