Money Minder Financial Services (UK) Limited

Date authorised
1 April 2013
Companies House
05197606
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Old Ale House
    41 Boston Road
    Sleaford
    Lincolnshire
    NG34 7ER
    UNITED KINGDOM
    Phone
    +4401529300300
    Web
    https://www.money-minder.com

  • Complaints Contact

    The Old Ale House
    41 Boston Road
    Sleaford
    Lincolnshire
    NG34 7ER
    UNITED KINGDOM
    Phone
    +4401529300300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Parks

    IRN AXP00111

    • CF21 Investment Adviser (1 Apr 2005 to 17 Nov 2005)
  • Gary Michael Tollins

    IRN GMT00014

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
    • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
  • Graham Page

    IRN GSP01062

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Feb 2015 to 8 Dec 2019)
  • Karen Murrell

    IRN KXM00029

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Karron Victoria Black

    IRN KVB01012

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF1 Director (1 Apr 2005 to 8 Dec 2019)
  • Katherine Rebecca Mulvihill

    IRN KRM01064

    • CF30 Customer (3 Oct 2011 to 12 Dec 2011)
  • Melissa Hall

    IRN MXH00269

    • CF30 Customer (1 Nov 2007 to 15 Apr 2011)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Apr 2005 to 31 Oct 2007)
  • Nigel Antony King

    IRN NAK00002

    • CF30 Customer (1 Nov 2007 to 22 Dec 2009)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • Ray Black

    IRN RXB00172

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2005 to 8 Dec 2019)
    • CF1 Director (1 Apr 2005 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Apr 2005 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Apr 2005 to 31 Mar 2009)
    • Responsible for Insurance Mediation (1 Apr 2005 to 30 Sep 2018)
  • Trevor Gordon Cash

    IRN TGC00005

    • CF30 Customer (1 Nov 2007 to 20 Dec 2012)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.