Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Parks Wealth Management (PWM) Limited
FRN 1026583
- (2)Employed By (since 15 May 2025)
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
- CF30 Customer (since 31 May 2023)
- CF30 Customer (25 Jun 2012 to 4 Jan 2016)
- CF1 Director (AR) (25 Jun 2012 to 4 Jan 2016)
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- [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
- CF30 Customer (8 Jan 2016 to 8 Dec 2019)
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- CF30 Customer (28 May 2009 to 31 Jul 2012)
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- CF30 Customer (30 May 2008 to 5 Jun 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.