Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 15 May 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 8 Jun 2023)
    • CF30 Customer (since 31 May 2023)
    • CF30 Customer (25 Jun 2012 to 4 Jan 2016)
    • CF1 Director (AR) (25 Jun 2012 to 4 Jan 2016)
  • Money Minder Financial Services (UK) Limited (no longer approved here)

    FRN 425451

    • [FCA CF] Client dealing (9 Dec 2019 to 4 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 May 2023)
    • CF30 Customer (8 Jan 2016 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (28 May 2009 to 31 Jul 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (30 May 2008 to 5 Jun 2009)

Recent activity

Updates to this individual's record on the FCA register.

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