St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Smith

    IRN AJS00011

    • CF30 Customer (1 Nov 2007 to 30 Dec 2020)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew John Stevenson-Hamilton

    IRN AJS00073

    • CF4 Partner (AR) (16 Aug 2013 to 8 Nov 2017)
    • CF30 Customer (1 Nov 2007 to 6 Jun 2018)
    • CF22 Investment Adviser (Trainee) (27 Jun 2007 to 31 Oct 2007)
  • Andrew John White

    IRN AJW00040

    • CF30 Customer (1 Nov 2007 to 1 Feb 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Andrew John Whitehead

    IRN AJW00151

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 20 Mar 2017)
    • CF30 Customer (since 6 Jun 2016)
  • Andrew John Williams

    IRN AXW00505

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 10 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (since 25 Oct 2021)
  • Andrew John Williams

    IRN AJW00070

    • CF30 Customer (5 Dec 2021 to 30 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
  • Andrew Johnston

    IRN AXJ00093

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2026)
    • CF1 Director (AR) (8 Aug 2018 to 26 Mar 2026)
    • CF30 Customer (22 Jul 2014 to 26 Mar 2026)
  • Andrew Johnstone

    IRN AXJ01345

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 Jun 2013)
    • CF1 Director (AR) (since 17 Jun 2013)
    • CF30 Customer (13 Nov 2007 to 18 Feb 2009)
  • Andrew Jon Topping

    IRN AJT01290

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 24 Jan 2023)
    • CF1 Director (AR) (22 Aug 2017 to 24 Jan 2023)
    • CF30 Customer (22 Aug 2017 to 24 Jan 2023)
  • Andrew Jonathan Hodgson

    IRN AJH01391

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 9 Jul 2018)
    • CF30 Customer (since 29 Apr 2014)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.