Andrew John Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (5 Dec 2021 to 30 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2025)
Dean Stevens Wealth Management (no longer approved here)
FRN 736741
- (2)Employed By (5 Dec 2021 to 30 Apr 2025)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (11 Oct 2012 to 20 Jan 2015)
Quilter Financial Advisers Ltd (no longer approved here)
FRN 452529
- (443)Employed By (11 Oct 2012 to 21 Aug 2020)
Charles Derby Associates (no longer approved here)
FRN 486140
- Employed By (11 Oct 2012 to 21 Aug 2020)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (18 Mar 2011 to 14 Sep 2012)
Merchant House Financial Services Ltd (no longer approved here)
FRN 538416
- Employed By (18 Mar 2011 to 14 Sep 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.