St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aaron Ashong-Boateng

    IRN AXA01729

    • CF1 Director (AR) (28 Jan 2011 to 17 Sep 2012)
    • CF30 Customer (6 Jul 2010 to 17 Sep 2012)
  • Aaron Byron Crossman

    IRN AXC00941

    • Appointed representative dealing with clients for which they require qualification (2 Dec 2022 to 22 Apr 2025)
    • CF30 Customer (21 Nov 2022 to 22 Apr 2025)
  • Aaron Frank Shimoni

    IRN AXS05402

    • Appointed representative dealing with clients for which they require qualification (10 Apr 2025 to 2 May 2025)
    • CF30 Customer (18 Mar 2025 to 2 May 2025)
  • Aaron Gabriel Paul De Giorgio

    IRN AGD01057

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Sep 2024)
    • CF30 Customer (6 Jun 2013 to 10 Sep 2024)
    • CF1 Director (AR) (6 Jun 2013 to 10 Sep 2024)
  • Aaron James Ward

    IRN AXW68413

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Jul 2023)
    • CF1 Director (AR) (since 5 Jun 2023)
    • CF30 Customer (since 5 Jun 2023)
  • Aaron John Hawkins

    IRN AJH01508

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 11. Pension transfer specialist
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 17 May 2016)
    • CF1 Director (AR) (since 17 May 2016)
  • Aaron Jonathan McLoughlin

    IRN AJM01680

    • CF30 Customer (26 Mar 2015 to 13 Oct 2015)
  • Aaron Joseph Williams

    IRN AXW00773

    • CF1 Director (AR) (19 Jun 2023 to 1 Oct 2025)
    • CF30 Customer (19 Jun 2023 to 1 Oct 2025)
    • Appointed representative dealing with clients for which they require qualification (6 Jun 2023 to 1 Oct 2025)
  • Aaron Kirkwood

    IRN AXK00328

    • Appointed representative dealing with clients for which they require qualification (20 May 2021 to 20 Feb 2023)
  • Aaron Mangan

    IRN AXM01190

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Jul 2022)
    • Appointed representative dealing with clients for which they require qualification (since 27 Jun 2022)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.