Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (28 Jan 2011 to 17 Sep 2012)
    • CF30 Customer (6 Jul 2010 to 17 Sep 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 27 Jun 2010)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (17 Sep 2007 to 25 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

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