Aaron James Ward

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 13 Jul 2023)
    • CF1 Director (AR) (since 5 Jun 2023)
    • CF30 Customer (since 5 Jun 2023)
  • Award Financial Planning Ltd

    FRN 997023

    • (1)Employed By (since 5 Jun 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Client dealing (19 Oct 2021 to 13 Jul 2023)
    • [FCA CF] Functions requiring qualifications (19 Oct 2021 to 13 Jul 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (22 Sep 2016 to 25 Oct 2020)
    • [FCA CF] Manager of certification employee (22 Sep 2016 to 1 Jun 2021)

Recent activity

Updates to this individual's record on the FCA register.

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