St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adele Abbott

    IRN AMP01195

    • CF1 Director (AR) (since 27 Sep 2022)
    • CF30 Customer (30 May 2014 to 9 Jun 2014)
  • Adele Lisa Hamilton

    IRN ALH01066

    • CF30 Customer (1 Nov 2007 to 28 Oct 2008)
    • CF21 Investment Adviser (24 Mar 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 24 Mar 2006)
  • Adele McLoughlin Clark

    IRN AFM00007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 14 Jan 2022)
    • CF1 Director (AR) (since 14 Jan 2022)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • Adele Natasha Jayne Waters

    IRN ANH01051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2021)
    • CF30 Customer (since 5 Dec 2021)
    • CF1 Director (AR) (since 5 Dec 2021)
  • Adele Patricia Cable

    IRN AXC00333

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 May 2021)
    • CF30 Customer (since 16 Mar 2021)
  • Adelle Clare Green

    IRN ACG01129

    • CF1 Director (AR) (since 10 Oct 2017)
  • Adetokunbo Aderemi Bello

    IRN AXB00035

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2004)
  • Adil Suhail

    IRN AXS01086

    • Appointed representative dealing with clients for which they require qualification (12 May 2022 to 30 Aug 2024)
    • CF30 Customer (28 Mar 2022 to 30 Aug 2024)
  • Adis Kikic

    IRN AXK03089

    • CF30 Customer (16 Apr 2018 to 14 Dec 2018)
    • CF4 Partner (AR) (16 Apr 2018 to 14 Dec 2018)
  • Aditya K ("Eddy") Sharma

    IRN AKS01145

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 7 Aug 2018)
    • CF30 Customer (since 16 Feb 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.