Aditya K ("Eddy") Sharma

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 7 Aug 2018)
- CF30 Customer (since 16 Feb 2015)
Hightower Wealth Management Ltd
FRN 814591
- (1)Employed By (since 7 Aug 2018)
Apollo Private Wealth Ltd (no longer approved here)
FRN 776254
- (16)Employed By (23 May 2017 to 15 Aug 2018)
Clearwater Wealth Management (no longer approved here)
FRN 401714
- Employed By (1 Oct 2016 to 23 May 2017)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (12 Nov 2014 to 19 Dec 2014)

Updates to this individual's record on the FCA register.

14 hours ago
controlled function removed: Employed By at Apollo Private Wealth Ltd
14 hours ago
controlled function added: (16)Employed By at Apollo Private Wealth Ltd

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.