Adele Natasha Jayne Waters

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 7 Dec 2021)
    • CF1 Director (AR) (since 5 Dec 2021)
    • CF30 Customer (since 5 Dec 2021)
  • Adele Waters Wealth Management Limited

    FRN 959108

    • (1)Employed By (since 5 Dec 2021)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Sep 2021)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (5 Jul 2016 to 5 Jul 2017)
    • CF30 Customer (24 Jan 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Adele Waters Wealth Management Limited

  2. controlled function added: (1)Employed By at Adele Waters Wealth Management Limited