St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian Patrick McNicol

    IRN BXM00039

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Jan 2026)
    • CF30 Customer (since 15 Jan 2026)
  • Brian Patrick O'Connell

    IRN BPO01011

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
    • CF30 Customer (5 Jul 2018 to 31 Aug 2022)
  • Brian Peter Anton

    IRN BPA00001

    • CF21 Investment Adviser (1 Dec 2001 to 21 Jun 2004)
  • Brian Peter Rutter

    IRN BPR00013

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (14 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (2 Apr 2007 to 14 Aug 2007)
  • Brian Peter Tabor

    IRN BPT00001

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jun 2021)
    • CF1 Director (AR) (3 May 2016 to 7 Jun 2021)
    • CF30 Customer (3 May 2016 to 7 Jun 2021)
  • Brian Philip Ward

    IRN BPW00008

    • CF21 Investment Adviser (17 Mar 2005 to 11 Jul 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 17 Mar 2005)
    • CF7 Sole Trader (AR) (1 Dec 2004 to 28 Oct 2005)
  • Brian Quinn

    IRN BXQ00002

    • CF30 Customer (11 Oct 2013 to 1 Apr 2019)
  • Brian Richard Oliver

    IRN BRO00002

    • CF21 Investment Adviser (11 Apr 2003 to 9 Mar 2005)
    • CF22 Investment Adviser (Trainee) (16 Jul 2002 to 11 Apr 2003)
  • Brian Robert Johnson

    IRN BRJ00005

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2025)
    • CF30 Customer (1 Nov 2007 to 5 Dec 2025)
    • CF21 Investment Adviser (4 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Mar 2007 to 4 Sep 2007)
  • Brian Robert Torrance

    IRN BRT00009

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (14 Oct 2013 to 7 Oct 2024)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 17 May 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.