Brian Patrick O'Connell

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2022)
- CF30 Customer (5 Jul 2018 to 31 Aug 2022)
NB Wealth Management Ltd (no longer approved here)
FRN 587382
- (4)Employed By (5 Jul 2018 to 31 Aug 2022)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (15 Jun 2017 to 29 May 2018)
Riverside Financial Consultants Limited (no longer approved here)
FRN 473223
- (6)Employed By (15 Jun 2017 to 29 May 2018)
Prosdocimi Limited (no longer approved here)
FRN 481247
- CF30 Customer (8 Oct 2013 to 4 Sep 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.