Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)Employed By (since 1 Oct 2024)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (14 Oct 2013 to 7 Oct 2024)
    • CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Feb 2006 to 17 May 2006)
  • Brian Torrance Wealth Management Limited (no longer approved here)

    FRN 447523

    • Employed By (1 Feb 2006 to 7 Oct 2024)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (28 Mar 2003 to 31 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2003)
  • Scottish Widows Unit Trust Managers Limited (no longer approved here)

    FRN 122129

    • CF22 Investment Adviser (Trainee) (17 Jul 2002 to 17 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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