St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan William Aynge

    IRN AWA01012

    • Appointed representative dealing with clients for which they require qualification (13 Jun 2024 to 15 Apr 2026)
    • CF30 Customer (26 Mar 2024 to 15 Apr 2026)
  • Alan William Birnie Shand

    IRN AXS00808

    • CF30 Customer (3 Oct 2024 to 25 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (8 Sep 2021 to 25 Apr 2025)
    • CF1 Director (AR) (10 Aug 2021 to 6 Dec 2024)
  • Alan William Chestnutt

    IRN AWC00009

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Mar 2002)
  • Alan William Cook

    IRN AWC00007

    • CF21 Investment Adviser (1 Dec 2001 to 28 May 2002)
  • Alan William Knapp

    IRN AWK00002

    • CF30 Customer (1 Nov 2007 to 6 Sep 2016)
    • CF21 Investment Adviser (16 Aug 2005 to 17 Aug 2005)
    • CF22 Investment Adviser (Trainee) (5 Aug 2005 to 16 Aug 2005)
    • CF7 Sole Trader (AR) (5 Aug 2005 to 28 Oct 2005)
  • Alan William Lindley

    IRN AWL00007

    • CF4 Partner (AR) (11 Apr 2005 to 4 Dec 2006)
    • CF21 Investment Adviser (30 Jan 2003 to 4 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)
  • Alan Winston Gill

    IRN AXG00108

    • CF22 Investment Adviser (Trainee) (21 Mar 2006 to 27 Apr 2006)
  • Alasdair Ian Maspero

    IRN AIM01045

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 21 Mar 2017)
    • CF30 Customer (since 15 May 2014)
  • Alasdair Ian McLeish

    IRN AXM01278

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 3 Nov 2022)
    • CF30 Customer (since 20 Sep 2022)
  • Alastair Buchan

    IRN AXB00009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Sep 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (20 Oct 2016 to 17 Nov 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.