Alan William Birnie Shand

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (3 Oct 2024 to 25 Apr 2025)
- Appointed representative dealing with clients for which they require qualification (8 Sep 2021 to 25 Apr 2025)
- CF1 Director (AR) (10 Aug 2021 to 6 Dec 2024)
Tulloch Wealth Management Limited (no longer approved here)
FRN 819665
- (1)Employed By (3 Oct 2024 to 25 Apr 2025)
Carnethy Wealth Ltd (no longer approved here)
FRN 953221
- Employed By (10 Aug 2021 to 25 Apr 2025)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.