Alan William Lindley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • First Complete Limited

    FRN 435779

    • CF1 Director (AR) (since 10 May 2010)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Oct 2023)
  • Nottingham Mortgage Desk Ltd

    FRN 472579

    • (1)Employed By (since 17 Sep 2007)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF4 Partner (AR) (11 Apr 2005 to 4 Dec 2006)
    • CF21 Investment Adviser (30 Jan 2003 to 4 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)
  • Castle Wealth Management (no longer approved here)

    FRN 430370

    • Employed By (11 Apr 2005 to 26 Mar 2008)
  • Alan Lindley (no longer approved here)

    FRN 416596

    • Employed By (8 Dec 2004 to 31 Mar 2005)
  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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