St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Caryll Reed

    IRN CXR00001

    • CF30 Customer (1 Nov 2007 to 4 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Caryn Lesley Putney

    IRN CLP01020

    • CF24 Pension Transfer Specialist (1 Dec 2001 to 7 Jul 2003)
  • Casey James Martin Bridge

    IRN CXB00320

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2024)
  • Caspar Giles Hill

    IRN CGH01085

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 13 Apr 2018)
  • Cassandra Ann Powell

    IRN CAP01140

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 5 Dec 2017)
  • Cassia Dawn Smith

    IRN CDS01110

    • CF1 Director (AR) (since 19 Jun 2015)
  • Cassie Ann SHAW

    IRN CAS01262

    • Appointed representative dealing with clients for which they require qualification (15 Nov 2021 to 31 Dec 2025)
    • CF30 Customer (9 Nov 2021 to 31 Dec 2025)
  • Cassie Louise Hart

    IRN CXL23939

    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 18 Sep 2025)
    • CF30 Customer (19 Nov 2019 to 18 Sep 2025)
  • Caterina Kearne

    IRN CXK00012

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2022)
    • CF30 Customer (1 Nov 2007 to 10 Jan 2013)
    • CF21 Investment Adviser (25 May 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (23 Sep 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 25 May 2005)
  • Catherine Ann Street

    IRN CXH01766

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 27 Jun 2024)
    • CF30 Customer (since 22 Jun 2024)
    • CF1 Director (AR) (since 22 Jun 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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