St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Gregory Disney Burgh

    IRN AGL00014

    • CF30 Customer (1 Nov 2007 to 27 Mar 2012)
    • CF21 Investment Adviser (12 Oct 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Aug 2003 to 12 Oct 2005)
  • Alexander Gudiens

    IRN AXG02725

    • CF30 Customer (23 Jan 2019 to 27 Sep 2019)
  • Alexander Hamilton Richards

    IRN AXR02251

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 6 Mar 2023)
    • CF30 Customer (since 6 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (since 28 Nov 2022)
  • Alexander Harry Wilson Guthrie

    IRN AHG01050

    • CF30 Customer (28 Dec 2016 to 26 Aug 2019)
  • Alexander Harvey Woolhouse

    IRN AXW01028

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 5 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jun 2025)
  • Alexander Ian Richardson

    IRN AXR00376

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 11 Jun 2021)
    • CF30 Customer (since 25 May 2021)
  • Alexander Ifor Bancroft Lloyd

    IRN AIL01013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 25 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Feb 2018)
  • Alexander Jagdish Rose

    IRN AXR00786

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 6 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 27 Mar 2023)
  • Alexander James Agnew

    IRN AXA00948

    • CF30 Customer (4 Nov 2023 to 3 Apr 2025)
    • Appointed representative dealing with clients for which they require qualification (14 Aug 2023 to 3 Apr 2025)
  • Alexander James Cockerill

    IRN AJC01315

    • CF21 Investment Adviser (30 Jan 2003 to 14 Mar 2007)
    • CF22 Investment Adviser (Trainee) (22 May 2002 to 30 Jan 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.