Alexander Ifor Bancroft Lloyd

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 25 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Feb 2018)
  • Alex Lloyd Wealth Management Ltd

    FRN 800396

    • (2)Employed By (since 20 Feb 2018)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (1 Nov 2007 to 18 May 2009)
    • CF22 Investment Adviser (Trainee) (17 Mar 2005 to 4 Jan 2006)
    • CF27 Investment Management (4 Jan 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Alex Lloyd Wealth Management Ltd

  2. controlled function added: (2)Employed By at Alex Lloyd Wealth Management Ltd