St. James's Place Wealth Management Plc

Date authorised
1 April 2013
Companies House
04113955
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +4401285640302
    Web
    https://www.sjp.co.uk

  • Complaints Contact

    St. James's Place House
    1 Tetbury Road
    Cirencester
    Gloucestershire
    GL7 1FP
    UNITED KINGDOM
    Phone
    +441285878201

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity.

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alaina Howie

    IRN AXH00268

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 14 May 2025)
    • CF30 Customer (2 Feb 2022 to 14 May 2025)
  • Alan Arthur Daws

    IRN AAD00005

    • CF30 Customer (5 Aug 2011 to 21 Jun 2013)
  • Alan Ball

    IRN AXB02039

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 4 Jul 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2022)
    • CF30 Customer (31 Aug 2016 to 8 Dec 2019)
  • Alan Barry Pentelow

    IRN ABP00002

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 1 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Beverley

    IRN AXB00323

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Dec 2011)
  • Alan Brough

    IRN AXB00028

    • CF30 Customer (1 Nov 2007 to 1 May 2012)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Brown

    IRN AXB00167

    • CF30 Customer (1 Nov 2007 to 1 Jun 2011)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 28 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Bruce McGuire

    IRN ABM00008

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 7 Jan 2022)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Alan Buchan

    IRN AXB02206

    • Appointed representative dealing with clients for which they require qualification (6 Oct 2021 to 29 Apr 2022)
    • CF30 Customer (27 Sep 2021 to 29 Apr 2022)
  • Alan Campbell Grafton

    IRN ACG00024

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 27 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 26 Sep 2025)
    • CF1 Director (AR) (15 Jun 2010 to 2 Jan 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.