Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 18 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
  • Clifton Wealth Partnership Ltd (no longer approved here)

    FRN 541273

    • CF30 Customer (12 Jun 2025 to 8 Sep 2025)
  • Clifton Wealth Partnership (Aberdeen) Ltd (no longer approved here)

    FRN 991021

    • Employed By (12 Jun 2025 to 8 Sep 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (10 Feb 2022 to 14 May 2025)
    • CF30 Customer (2 Feb 2022 to 14 May 2025)
  • Scott James & Associates Ltd (no longer approved here)

    FRN 679997

    • (1)Employed By (2 Feb 2022 to 14 May 2025)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 22 Jul 2021)

Recent activity

Updates to this individual's record on the FCA register.

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