Alan Campbell Grafton

Last updated
4 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horne Dennison Ltd

    FRN 1023148

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 29 Sep 2025)
    • Responsibility for MCD Intermediation (since 26 Sep 2025)
    • SMF3 Executive Director (since 26 Sep 2025)
    • SMF16 Compliance Oversight (since 26 Sep 2025)
    • Responsible for Insurance Distribution (since 26 Sep 2025)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 27 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (28 Mar 2023 to 26 Sep 2025)
    • CF1 Director (AR) (15 Jun 2010 to 2 Jan 2015)
  • Bull Ferguson Limited

    FRN 530568

    • Employed By (since 27 Feb 2023)
    • Employed By (29 Sep 2010 to 23 Jan 2023)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2023)
    • CF1 Director (AR) (29 Sep 2010 to 23 Jan 2023)
    • CF4 Partner (AR) (1 Jun 2005 to 12 Jul 2006)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (10 May 2010 to 29 Oct 2011)
  • 3G Mortgages LLP (no longer approved here)

    FRN 409359

    • (2)Employed By (31 Oct 2004 to 23 Jan 2023)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.