ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jane Anne Finnerty
IRN JAF01105
- CF21 Investment Adviser (18 Jun 2003 to 18 Jun 2003)
- CF22 Investment Adviser (Trainee) (13 Dec 2002 to 18 Jun 2003)
Jane Ballantyne
IRN JXB00200
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Elizabeth Bownas
IRN JEB00006
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jane Rachel Patricia McTigue
IRN JRM01089
- CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
Janine Edwards
IRN JXC00188
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
Jared Whitehouse
IRN JXW01952
- [FCA CF] Material risk taker (1 Jan 2022 to 31 Oct 2025)
- [FCA CF] Significant management (10 Jun 2020 to 31 Oct 2025)
- [FCA CF] Manager of certification employee (10 Jun 2020 to 31 Oct 2025)
- SMF5 Head of Internal Audit (9 Dec 2019 to 16 Sep 2020)
- CF28 Systems and controls (1 Jan 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Aug 2008 to 31 Mar 2012)
- CF10 Compliance Oversight (11 Feb 2008 to 21 Aug 2015)
Jason Benjamin Bleanch
IRN JBB00009
- CF21 Investment Adviser (1 Dec 2001 to 18 Dec 2002)
Jason Hale
IRN JXH00135
- CF21 Investment Adviser (30 Jan 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (4 Apr 2002 to 30 Jan 2003)
Jason Keith Wheelhouse
IRN JKW00007
- CF21 Investment Adviser (1 Dec 2001 to 18 Feb 2002)
Jason Mark Manley
IRN JMM00007
- CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

Smaller firms operating under this firm's FCA authorisation.

Reid & Co Trust & Estate Planning (no longer appointed)
FRN 225353 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Fundamental Leisure Ltd (no longer appointed)
FRN 225356 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Primrose Associates Limited (no longer appointed)
FRN 225355 · Appointed 3 Jun 2003 · Until 24 Nov 2004
Complete Mortgage Centre Ltd (no longer appointed)
FRN 225354 · Appointed 3 Jun 2003 · Until 3 Jun 2004
Mortgage Hut Ltd (no longer appointed)
FRN 225014 · Appointed 15 May 2003 · Until 8 Dec 2004
Penney Partnership Ltd (no longer appointed)
FRN 224994 · Appointed 14 May 2003 · Until 3 Jun 2004
Nicholas Slater & Co Ltd (no longer appointed)
FRN 224995 · Appointed 14 May 2003 · Until 3 Jun 2004
Alison Rigg Limited (no longer appointed)
FRN 224993 · Appointed 14 May 2003 · Until 3 Jun 2004
The Bespoke Mortgage Company (no longer appointed)
FRN 224996 · Appointed 14 May 2003 · Until 3 Jun 2004
Mortgage Line Services (no longer appointed)
FRN 224341 · Appointed 14 Apr 2003 · Until 3 Jun 2004

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.