Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DILIGENTA LIMITED
FRN 438831
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF10 Compliance Oversight (1 May 2016 to 8 Dec 2019)
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- CF10 Compliance Oversight (7 Feb 2014 to 8 Feb 2016)
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- CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
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- CF10 Compliance Oversight (16 Aug 2004 to 31 Mar 2012)
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- CF10 Compliance Oversight (1 Dec 2001 to 28 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.